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Floor broker
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#	Item
201	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]April 8, 2014 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-09 13:39:14 Chicago Board Options Exchange Securities Exchange Act Option Floor broker Economy of the United States Finance Financial economics Investment Financial markets
202	May 2, 2011 MEDIA RELEASE Conference of State Bank Supervisors 1155 Connecticut Avenue, NW, Fifth Floor, Washington, DC, 20036 American Association of Residential Mortgage Regulators 1025 Thomas Jefferson Street, NW, Sui Add to Reading List Source URL: www.dbcf.state.ms.us Language: English - Date: 2011-05-03 14:54:31 Economy of the United States Subprime mortgage crisis Finance Banking in the United States Mortgage loan MERS Call report Mortgage broker Housing and Economic Recovery Act Mortgage industry of the United States Mortgage-backed security United States housing bubble
203	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No[removed]May 20, 2008 Admin. Proc. File No[removed]In the Matter of the Application of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-05-20 12:45:54 Investment Floor broker New York Stock Exchange Day trading SuperDot Floor trading Order Trading room Brokerage firm Financial markets Financial economics Finance
204	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]December 16, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-17 09:17:51 73rd United States Congress United States Securities and Exchange Commission Investment Financial markets Securities Exchange Act Day trading Floor broker New York Stock Exchange Business United States securities law Financial economics Stock market
205	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 16, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-17 09:18:28 73rd United States Congress Financial markets Stock market Investment Securities Exchange Act New York Stock Exchange Day trading Floor broker Business United States securities law United States Securities and Exchange Commission Financial economics
206	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]July 2, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-03 10:12:56 Financial system Securities Exchange Act Broker-dealer Floor broker Short New York Stock Exchange U.S. Securities and Exchange Commission NYSE Arca Pacific Exchange Financial markets Financial economics Finance
207	January 7, 2014 MEDIA RELEASE Conference of State Bank Supervisors 1129 20th Street, NW, Ninth Floor, Washington, DC, 20036 American Association of Residential Mortgage Regulators 1025 Thomas Jefferson Street, NW, Suite Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2014-01-07 10:35:48 Mortgage industry of the United States New York State Banking Department Economy of the United States Finance Richard H. Neiman Mortgage broker Subprime mortgage crisis Mortgage loan
208	Ohio Department of Commerce Annual Report 2007 Ohio Department of Commerce 77 South High Street, 23rd Floor Columbus, Ohio[removed]www.com.ohio.gov/ Add to Reading List Source URL: www.com.ohio.gov Language: English - Date: 2012-12-26 10:05:27 Mortgage broker Politics of the United States Savings and loan association Predatory lending Depository institution Bank Federal Reserve System Financial institutions Financial services Finance
209	March 8, 2013    MEDIA RELEASE    Conference of State Bank Supervisors  1129 20th Street, NW, Ninth Floor, Washington, DC, 20036  Add to Reading List Source URL: www.aarmr.org Language: English - Date: 2013-03-08 17:00:19 Subprime mortgage crisis Mortgage-backed security Mortgage broker Economy of the United States Richard H. Neiman United States housing bubble Mortgage industry of the United States Mortgage loan
210	February 8, 2012 MEDIA RELEASE Conference of State Bank Supervisors 1129 20th Street, NW, Ninth Floor, Washington, DC, 20036 American Association of Residential Mortgage Regulators 1025 Thomas Jefferson Street, NW, Suite Add to Reading List Source URL: www.aarmr.org Language: English - Date: 2012-02-08 09:42:32 Subprime mortgage crisis United States federal banking legislation New York State Banking Department Mortgage broker United States housing bubble Mortgage industry of the United States Mortgage loan

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